scholarly journals An Improved State of Charge and State of Power Estimation Method Based on Genetic Particle Filter for Lithium-ion Batteries

Energies ◽  
2020 ◽  
Vol 13 (2) ◽  
pp. 478 ◽  
Author(s):  
Xingtao Liu ◽  
Chaoyi Zheng ◽  
Ji Wu ◽  
Jinhao Meng ◽  
Daniel-Ioan Stroe ◽  
...  

In this paper, an improved method for estimating the state of charge (SOC) of lithium-ion batteries is proposed, which is developed from the particle filter (PF). An improved genetic particle filter (GPF), owing to the advantages of the PF and genetic algorithm, is proposed to overcome the disadvantage of the traditional particle filter: lacking the diversity of particles. Firstly, the relationship between SOC and open-circuit voltage (OCV) is identified on the low-current OCV test. Secondly, a first-order resistor and capacitance (RC) model is established, then, the least-squares algorithm is used to identify the model parameters via the incremental current test. Thirdly, GPF and the improved GPF (IGPF) are proposed to solve the problems of the PF. The method based on the IGPF is proposed to estimate the state of power (SOP). Finally, IGPF, GPF, and PF are employed to estimate the SOC on the federal urban driving schedule (FUDS). The results show that compared with traditional PF, the errors of the IGPF are 20% lower, and compared with GPF, the maximum error of the IGPF has declined 1.6% SOC. The SOC that is estimated by the IGPF is applied to estimate the SOP for battery, considering the restrictions from the peak SOC, the voltage, and the instruction manual. The result shows that the method based on the IGPF can successfully estimate SOP.

Energies ◽  
2019 ◽  
Vol 13 (1) ◽  
pp. 121 ◽  
Author(s):  
Xintian Liu ◽  
Xuhui Deng ◽  
Yao He ◽  
Xinxin Zheng ◽  
Guojian Zeng

With the increasing environmental concerns, plug-in electric vehicles will eventually become the main transportation tools in future smart cities. As a key component and the main power source, lithium-ion batteries have been an important object of research studies. In order to efficiently control electric vehicle powertrains, the state of charge (SOC) of lithium-ion batteries must be accurately estimated by the battery management system. This paper aims to provide a more accurate dynamic SOC estimation method for lithium-ion batteries. A dynamic Thevenin model with variable parameters affected by the temperature and SOC is established to model the battery. An unscented Kalman particle filter (UPF) algorithm is proposed based on the unscented Kalman filter (UKF) algorithm and the particle filter (PF) algorithm to generate nonlinear particle filter according to the advantages and disadvantages of various commonly used filtering algorithms. The simulation results show that the unscented Kalman particle filter algorithm based on the dynamic Thevenin model can predict the SOC in real time and it also has strong robustness against noises.


Processes ◽  
2021 ◽  
Vol 9 (8) ◽  
pp. 1412
Author(s):  
Hao Wang ◽  
Yanping Zheng ◽  
Yang Yu

In order to improve the estimation accuracy of the state of charge (SOC) of electric vehicle power batteries, a dual Kalman filter method based on the online identification of model parameters is proposed to estimate the state of charge in lithium-ion batteries. Here, we build the first-order equivalent circuit model of lithium-ion batteries and derive its online identification model based on extended Kalman (EKF). Considering that the noise value in the EKF algorithm is difficult to select through experiments to achieve the best filtering effect, this paper combines an improved particle swarm optimization algorithm (IPSO) with EKF to realize online model parameter identification. At the same time, the EKF filtering method derived from the state space equation is also used in SOC estimation. It constitutes a dual Kalman filter method for online identification of model parameters and SOC estimation. The experimental and simulation results show that the IPSO–EKF algorithm can adaptively adjust the noise value according to the complex operating conditions of electric vehicles. Compared with the EKF algorithm, our algorithm can identify battery model parameters more accurately. The dual Kalman filter method composed of the IPSO–EKF algorithm and EKF applied to SOC estimation achieved a higher accuracy in the final algorithm verification.


Energies ◽  
2020 ◽  
Vol 13 (6) ◽  
pp. 1410
Author(s):  
Zheng Chen ◽  
Jiapeng Xiao ◽  
Xing Shu ◽  
Shiquan Shen ◽  
Jiangwei Shen ◽  
...  

In this paper, a co-estimation scheme of the state of charge (SOC) and available capacity is proposed for lithium–ion batteries based on the adaptive model-based algorithm. A three-dimensional response surface (TDRS) in terms of the open circuit voltage, the SOC and the available capacity in the scope of whole lifespan, is constructed to describe the capacity attenuation, and the battery available capacity is identified by a genetic algorithm (GA), together with the parameters related to SOC. The square root cubature Kalman filter (SRCKF) is employed to estimate the SOC with the consideration of capacity degradation. The experimental results demonstrate the effectiveness and feasibility of the co-estimation scheme.


Energies ◽  
2021 ◽  
Vol 14 (4) ◽  
pp. 1054
Author(s):  
Kuo Yang ◽  
Yugui Tang ◽  
Zhen Zhang

With the development of new energy vehicle technology, battery management systems used to monitor the state of the battery have been widely researched. The accuracy of the battery status assessment to a great extent depends on the accuracy of the battery model parameters. This paper proposes an improved method for parameter identification and state-of-charge (SOC) estimation for lithium-ion batteries. Using a two-order equivalent circuit model, the battery model is divided into two parts based on fast dynamics and slow dynamics. The recursive least squares method is used to identify parameters of the battery, and then the SOC and the open-circuit voltage of the model is estimated with the extended Kalman filter. The two-module voltages are calculated using estimated open circuit voltage and initial parameters, and model parameters are constantly updated during iteration. The proposed method can be used to estimate the parameters and the SOC in real time, which does not need to know the state of SOC and the value of open circuit voltage in advance. The method is tested using data from dynamic stress tests, the root means squared error of the accuracy of the prediction model is about 0.01 V, and the average SOC estimation error is 0.0139. Results indicate that the method has higher accuracy in offline parameter identification and online state estimation than traditional recursive least squares methods.


Electronics ◽  
2021 ◽  
Vol 10 (2) ◽  
pp. 122
Author(s):  
Peipei Xu ◽  
Junqiu Li ◽  
Chao Sun ◽  
Guodong Yang ◽  
Fengchun Sun

The accurate estimation of a lithium-ion battery’s state of charge (SOC) plays an important role in the operational safety and driving mileage improvement of electrical vehicles (EVs). The Adaptive Extended Kalman filter (AEKF) estimator is commonly used to estimate SOC; however, this method relies on the precise estimation of the battery’s model parameters and capacity. Furthermore, the actual capacity and battery parameters change in real time with the aging of the batteries. Therefore, to eliminate the influence of above-mentioned factors on SOC estimation, the main contributions of this paper are as follows: (1) the equivalent circuit model (ECM) is presented, and the parameter identification of ECM is performed by using the forgetting-factor recursive-least-squares (FFRLS) method; (2) the sensitivity of battery SOC estimation to capacity degradation is analyzed to prove the importance of considering capacity degradation in SOC estimation; and (3) the capacity degradation model is proposed to perform the battery capacity prediction online. Furthermore, an online adaptive SOC estimator based on capacity degradation is proposed to improve the robustness of the AEKF algorithm. Experimental results show that the maximum error of SOC estimation is less than 1.3%.


Electronics ◽  
2018 ◽  
Vol 7 (11) ◽  
pp. 321 ◽  
Author(s):  
Xin Lai ◽  
Wei Yi ◽  
Yuejiu Zheng ◽  
Long Zhou

In this paper, a novel model parameter identification method and a state-of-charge (SOC) estimator for lithium-ion batteries (LIBs) are proposed to improve the global accuracy of SOC estimation in the all SOC range (0–100%). Firstly, a subregion optimization method based on particle swarm optimization is developed to find the optimal model parameters of LIBs in each subregion, and the optimal number of subregions is investigated from the perspective of accuracy and computation time. Then, to solve the problem of a low accuracy of SOC estimation caused by large model error in the low SOC range, an improved extended Kalman filter (IEKF) algorithm with variable noise covariance is proposed. Finally, the effectiveness of the proposed methods are verified by experiments on two kinds of batteries under three working cycles, and case studies show that the proposed IEKF has better accuracy and robustness than the traditional extended Kalman filter (EKF) in the all SOC range.


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