An Empirical Analysis of the Public Enforcement of Securities Law in China: Finding the Missing Piece to the Puzzle

2016 ◽  
Author(s):  
Wenming Xu ◽  
Jianwei Chen ◽  
Guangdong Xu
Keyword(s):  
Empirical Analysis ◽  
Public Enforcement ◽  
The Public ◽  
Securities Law

scholarly journals OS ILÍCITOS E DAS AÇÕES PRIVADAS DE REPARAÇÃO DE DANO NO MERCADO DE CAPITAIS

2020 ◽  
Author(s):  
Marcus de Freitas Gouvea
Keyword(s):  
Insider Trading ◽  
Capital Market ◽  
Private Enforcement ◽  
Market Manipulation ◽  
Public Enforcement ◽  
The Public ◽  
Securities Law ◽  
Class Actions ◽  
The Law ◽  
The Individual

Resumo O Brasil inicia uma fase de aplicação da lei que rege o mercado de capitais, pela iniciativa privada, não em rompimento, mas em acréscimo a aplicação do direito por órgãos públicos. Aplicação da lei por iniciativa dos particulares vem a reboque do contexto histórico, relacionado tanto a ações privadas, individuais e coletivas, de outros ramos do direito, como consumidor, concorrência, quanto a notícias de escândalos e de combate a corrupção, envolvendo infrações ao mercado. Este texto procura apresentar as linhas gerais dos ilícitos mais importantes contra o mercado de capitais bem como das ações privadas de aplicação do direito que o regula. Dentre as infrações, o texto discute a manipulação do mercado, o uso indevido de informações privilegiadas e outros delitos informacionais. Quanto as ações, o artigo aponta os requisitos básicos da ação individual, da ação civil pública e da ação de responsabilidade do administrador, como meios de reparação de danos decorrentes de infrações ao mercado de capitais. Abstract Brazil begins to experience a private enforcement era of the law of the capital market, in addition to the public enforcement. The private enforcement of the securities law has been influenced by the development of the individual or class actions based on the law that regulates other areas, v.g. consumers law and antitrust law, and by news about the fight against corruption in Brazil. This paper presents the framework of the most important types of capital market misconducts and of the kinds of actions that can be used to enforce the law. The text discuss the practice of market manipulation, insider trading and other practices related to disclosure of information. Among the types of actions, the text discuss the basic requirements of the individual action, the collective action and the derivative action as ways to enforce the securities law in Brazil.  

scholarly journals Unions and Productivity in the Public Sector: A Study of Municipal Libraries

ILR Review ◽  
1983 ◽  
Vol 36 (2) ◽  
pp. 199-213 ◽  
Author(s):  
Ronald G. Ehrenberg ◽  
Daniel R. Sherman ◽  
Joshua L. Schwarz
Keyword(s):  
Public Sector ◽  
Collective Bargaining ◽  
Empirical Analysis ◽  
Cross Section ◽  
Cross Section Data ◽  
The Public ◽  
Section Data ◽  
The Empirical Analysis

This paper develops and illustrates the use of two methodologies to analyze the effect of unions on productivity in the public sector. Although the methodologies are applicable to a wide variety of public sector functions, the focus of the paper is on municipal libraries because of the availability of relevant data. The empirical analysis, which uses 1977 cross-section data on 260 libraries, suggests that collective bargaining coverage has not significantly affected productivity in municipal libraries.

7. Articles 101 and 102: public enforcement by the European Commission and national competition authorities under Regulation 1/2003

2021 ◽  
pp. 258-310
Author(s):  
Richard Whish ◽  
David Bailey
Keyword(s):  
European Commission ◽  
Judicial Review ◽  
Public Enforcement ◽  
Member States ◽  
The Public ◽  
National Competition ◽  
Leniency Programme

This chapter explains the public enforcement of Articles 101 and 102 by European Commission and the national competition authorities under Regulation 1/2003. It begins by describing the Commission’s powers of investigation and enforcement, including its power to accept commitments, its leniency programme, the cartel settlement procedure, and its power to impose financial penalties. It then discusses the operation of Regulation 1/2003 in practice, with particular reference to the European Competition Network (‘the ECN’) that brings together the Commission and the national competition authorities of the Member States (‘the NCAs’) and the ECN+ Directive that strengthens the powers of the NCAs. The chapter concludes by providing a brief account of judicial review of the Commission’s decisions.

Sign in / Sign up

Export Citation Format

Share Document