Mechanistic Insights Into Risk-Informed Revision of ASME Section XI–Appendix G

Author(s):  
Terry Dickson ◽  
Mark Kirk ◽  
Eric Focht

The current regulations, as set forth by the United States Nuclear Regulatory Commission (NRC), to insure that light-water nuclear reactor pressure vessels (RPVs) maintain their structural integrity, throughout their operating life, when subjected to planned normal reactor startup (heat-up) and shutdown (cool-down) transients are specified in Appendix G to 10 CFR Part 50, which incorporates by reference Appendix G to Section XI of the American Society of Mechanical Engineers (ASME) Code. The technical basis for these regulations are generally considered to be conservative and some plants are finding it operationally difficult to heat-up and cool-down within the accepted limits. Consequently, the nuclear industry has developed, and submitted to the ASME Code for approval, an alternative risk-informed methodology that reduces the conservatism and is consistent with methods previously used to develop a risk-informed revision to the regulations for accidental transients such as pressurized thermal shock (PTS). The objective of the alternative methodology is to increase operational flexibility while continuing to provide reasonable assurance of adequate protection to public health and safety. The NRC and its contractor at Oak Ridge National Laboratory (ORNL) are reviewing the industry proposed risk-informed methodology. Previous results of this review, have been reported at PVP, and a NRC report summarizing all results is currently in preparation. The objective of this paper is to discuss and illustrate mechanistic insights into trends shown previously associated with normal cool-down.

Author(s):  
Terry Dickson ◽  
Eric Focht ◽  
Mark Kirk

The current regulations, as set forth by the United States Nuclear Regulatory Commission (NRC), to insure that light-water nuclear reactor pressure vessels (RPVs) maintain their structural integrity when subjected to planned normal reactor startup (heat-up) and shut-down (cool-down) transients are specified in Appendix G to 10 CFR Part 50, which incorporates by reference Appendix G to Section XI of the American Society of Mechanical Engineers (ASME) Code. The technical basis for these regulations are now recognized by the technical community as being conservative and some plants are finding it increasingly difficult to comply with the current regulations. Consequently, the nuclear industry has developed, and submitted to the ASME Code for approval, an alternative risk-informed methodology that reduces the conservatism and is consistent with the methods previously used to develop a risk-informed revision to the regulations for accidental transients such as pressurized thermal shock (PTS). The objective of the alternative methodology is to provide a relaxation to the current regulations which will provide more operational flexibility, particularly for reactor pressure vessels with relatively high irradiation levels and radiation sensitive materials, while continuing to provide reasonable assurance of adequate protection to public health and safety. The NRC and its contractor at Oak Ridge National Laboratory (ORNL) have recently performed an independent review of the industry proposed methodology. The NRC / ORNL review consisted of performing probabilistic fracture mechanics (PFM) analyses for a matrix of cool-down and heat-up rates, permutated over various reactor geometries and characteristics, each at multiple levels of embrittlement, including 60 effective full power years (EFPY) and beyond, for various postulated flaw characterizations. The objective of this review is to quantify the risk of a reactor vessel experiencing non-ductile fracture, and possible subsequent failure, over a wide range of normal transient conditions, when the maximum allowable thermal-hydraulic boundary conditions, derived from both the current ASME code and the industry proposed methodology, are imposed on the inner surface of the reactor vessel. This paper discusses the results of the NRC/ORNL review of the industry proposal including the matrices of PFM analyses, results, insights, and conclusions derived from these analyses.


Author(s):  
F. A. Simonen ◽  
T. L. Dickson

This paper presents an improved model for postulating fabrication flaws in reactor pressure vessels (RPVs) and for the treatment of measured flaw data by probabilistic fracture mechanics (PFM) codes that are used for structural integrity evaluations. The model used to develop the current pressurized thermal shock (PTS) regulations conservatively postulated that all fabrication flaws were inner-surface breaking flaws. To reduce conservatisms and uncertainties in flaw-related inputs, the United States Nuclear Regulatory Commission (USNRC) has supported research at Pacific Northwest National Laboratory (PNNL) that has resulted in data on fabrication flaws from non-destructive and destructive examinations of actual RPV material. Statistical distributions have been developed to characterize the number and sizes of flaws in the various material regions of a vessel. The regions include the main seam welds, repair welds, base metal of plates and forgings, and the cladding that is applied to the inner surface of the vessel. Flaws are also characterized as being located within the interior of these regions or along the weld fusion lines that join the regions. Flaws are taken that occur at random locations relative to the embrittled inner region of the vessel. The probabilistic fracture mechanics model associates each of the simulated flaw types with the fracture properties of the region being addressed.


Author(s):  
T. L. Dickson ◽  
M. T. EricksonKirk

The current regulations, as set forth by the United States Nuclear Regulatory Commission (USNRC), to insure that light-water nuclear reactor pressure vessels (RPVs) maintain their structural integrity when subjected to planned startup (heat-up) and shutdown (cool-down) transients are specified in Appendix G to 10 CFR Part 50, which incorporates by reference Appendix G to Section XI of the ASME Code. In 1999, the USNRC initiated the interdisciplinary Pressurized Thermal Shock (PTS) Re-evaluation Project to determine if a technical basis could be established to support a relaxation in the current PTS regulations. The PTS re-evaluation project included the development and application of an updated risk-based computational methodology that incorporates several advancements applicable to modeling the physics of vessel fracture due to thermal hydraulic transients imposed on the RPV inner surface. The results of the PTS re-evaluation project demonstrated that there is a sound technical basis to support a relaxation of the current PTS regulations. The results of the PTS re-evaluation are currently under review by the USNRC. Based on the promising results of the PTS re-evaluation, the USNRC has recently applied the updated computational methodology to fracture evaluations of RPVs subjected to planned cool-down transients, associated with reactor shutdown, derived in accordance with ASME Section XI – Appendix G. The objective of these analyses is to determine if a sound technical basis can be established to provide a relaxation to the current regulations for the derivation of bounding cool-down transients as specified in Appendix G to Section XI of the ASME Code. This paper provides a brief overview of these analyses, results, and the implications of the results.


Author(s):  
Hilda B. Klasky ◽  
B. Richard Bass ◽  
Terry L. Dickson ◽  
Sarma B. Gorti ◽  
Randy K. Nanstad ◽  
...  

The Oak Ridge National Laboratory (ORNL) performed a detailed technical review of the 2015 Electrabel (EBL) Safety Cases prepared for the Belgium reactor pressure vessels (RPVs) at Doel 3 and Tihange 2 (D3/T2). The Federal Agency for Nuclear Control (FANC) in Belgium commissioned ORNL to provide a thorough assessment of the existing safety margins against cracking of the RPVs due to the presence of almost laminar flaws found in each RPV. Initial efforts focused on surveying relevant literature that provided necessary background knowledge on the issues related to the quasi-laminar flaws observed in D3/T2 reactors. Next, ORNL proceeded to develop an independent quantitative assessment of the entire flaw population in the two Belgian reactors according to the American Society of Mechanical Engineers (ASME) Boiler and Pressure Vessel Code, Section XI, Appendix G, “Fracture Toughness Criteria for Protection Against Failure,” New York (both 1992 and 2004 versions). That screening assessment of the EBL-characterized flaws in D3/T2 used ORNL tools, methodologies, and the ASME Code Case N-848, “Alternative Characterization Rules for Quasi-Laminar Flaws”. Results and conclusions derived from comparisons of the ORNL flaw acceptance assessments of D3/T2 with those from the 2015 EBL Safety Cases are presented in the paper. The ORNL screening analyses identified fewer flaws than EBL that were not compliant with the ASME Section XI (1992) criterion; the EBL criterion imposed additional conservatisms not included in ASME Section XI. Furthermore, ORNL’s application of the updated ASME Section XI (2004) criterion produced only four non-compliant flaws, all due to design-basis loss-of-coolant loading transients. Among the latter, only one flaw remained non-compliant when analyzed using the warm-prestress (WPS) cleavage fracture model typically applied in USA flaw assessments. ORNL’s independent refined analysis of that flaw (#1660, which was also non-compliant in the EBL screening assessments) rendered it compliant when modeled as a more realistic individual quasi-laminar flaw using a 3-dimensional XFEM (eXtended Finite Element Method) approach available in the ABAQUS© finite element code. Taken as a whole, the ORNL-specific results and conclusions confirmed the structural integrity of Doel 3 and Tihange 2 under all design transients with ample margin in the presence of the 16,196 detected flaws.


Author(s):  
Shengjun Yin ◽  
Paul T. Williams ◽  
B. Richard Bass

This paper describes numerical analyses performed to simulate warm pre-stress (WPS) experiments conducted with large-scale cruciform specimens within the Network for Evaluation of Structural Components (NESC-VII) project. NESC-VII is a European cooperative action in support of WPS application in reactor pressure vessel (RPV) integrity assessment. The project aims in evaluation of the influence of WPS when assessing the structural integrity of RPVs. Advanced fracture mechanics models will be developed and performed to validate experiments concerning the effect of different WPS scenarios on RPV components. The Oak Ridge National Laboratory (ORNL), USA contributes to the Work Package-2 (Analyses of WPS experiments) within the NESC-VII network. A series of WPS type experiments on large-scale cruciform specimens have been conducted at CEA Saclay, France, within the framework of NESC VII project. This paper first describes NESC-VII feasibility test analyses conducted at ORNL. Very good agreement was achieved between AREVA NP SAS and ORNL. Further analyses were conducted to evaluate the NESC-VII WPS tests conducted under Load-Cool-Transient-Fracture (LCTF) and Load-Cool-Fracture (LCF) conditions. This objective of this work is to provide a definitive quantification of WPS effects when assessing the structural integrity of reactor pressure vessels. This information will be utilized to further validate, refine, and improve the WPS models that are being used in probabilistic fracture mechanics computer codes now in use by the NRC staff in their effort to develop risk-informed updates to Title 10 of the U.S. Code of Federal Regulations (CFR), Part 50, Appendix G.


Author(s):  
Terry Dickson ◽  
Mark EricksonKirk

The current regulations, as set forth by the United States Nuclear Regulatory Commission (NRC), to insure that light-water nuclear reactor pressure vessels (RPVs) maintain their structural integrity when subjected to planned reactor startup (heat-up) and shutdown (cool-down) transients are specified in Appendix G to 10 CFR Part 50, which incorporates by reference Appendix G to Section XI of the ASME Code. The technical basis for these regulations contains many aspects that are now broadly recognized by the technical community as being unnecessarily conservative and some plants are finding it increasingly difficult to comply with the current regulations. Consequently, a goal of current NRC research is to derive a technical basis for a risk-informed revision to the current requirements that reduces the conservatism and also is consistent with the methods previously used to develop a risk-informed revision to the regulations for accidental transients such as pressurized thermal shock (PTS). Previous publications have been successful in illustrating potential methods to provide a risk-informed relaxation to the current regulations for normal transients. Thus far, probabilistic fracture mechanics (PFM) analyses have been performed at 60 effective full power years (EFPY) for one of the reactors evaluated as part of the PTS re-evaluation project. In these previous analyses / publications, consistent with the assumptions utilized for this particular reactor in the PTS re-evaluation, all flaws for this reactor were postulated to be embedded. The objective of this paper is to review the analysis results and conclusions from previous publications on this subject and to attempt to modify / generalize these conclusions to include RPVs postulated to contain only inner-surface breaking flaws or a combination of embedded flaws and inner-surface breaking flaws.


Author(s):  
T. L. Dickson ◽  
M. T. EricksonKirk

The current regulations, as set forth by the United States Nuclear Regulatory Commission (NRC), to insure that light-water nuclear reactor pressure vessels (RPVs) maintain their structural integrity when subjected to planned startup (heat-up) and shutdown (cool-down) transients are specified in Appendix G to 10 CFR Part 50, which incorporates by reference Appendix G to Section XI of the ASME Code. The technical basis for these regulations contains many aspects that are now broadly recognized by the technical community as being unnecessarily conservative. During the past decade, the NRC conducted the interdisciplinary Pressurized Thermal Shock (PTS) Re-evaluation Project that established a technical basis to support a risk-informed revision to current PTS regulations (10CFR Part 50.61). Once the results of the PTS reevaluation are incorporated into a revision of the 10 CFR 50 guidance on PTS, it is anticipated that the regulatory requirements for the fracture toughness of the RPV required to withstand a PTS event (accidental loading) will in some cases be less restrictive than the current requirements of Appendix G to 10 CFR Part 50, which apply to normal operating conditions. This logical inconsistency occurs because the new PTS guidelines will be based on realistic models and inputs whereas existing Appendix G requirements contain known and substantial conservatisms. Consequently, a goal of current NRC research is to derive a technical basis for a risk-informed revision to the current requirements of Appendix G to 10 CFR Part 50 in a manner that is consistent with that used to develop the risk-informed revision to the PTS regulations. Scoping probabilistic fracture mechanics (PFM) analyses have been performed for several hundred parameterized cool-down transients to (1) obtain insights regarding the interaction of operating temperature and pressure parameters on the conditional probability of crack initiation and vessel failure and (2) determine the limits on the permissible combinations of operating temperature and pressure within which the reactor may be brought into or out of an operational condition that remains below the acceptance criteria adopted for PTS of 1 × 10−6 failed RPVs per reactor operating year. This paper discusses the modeling assumptions, results, and implications of these scoping analyses.


Author(s):  
Gary L. Stevens ◽  
Mark T. Kirk ◽  
Terry Dickson

For many years, ASME Section XI committees have discussed the assessment of nozzle penetrations in various flaw evaluations for reactor pressure vessels (RPVs). As summarized in Reference [1], linear elastic fracture mechanics (LEFM) solutions for nozzle penetrations have been in use since the 1970s. In 2013, one of these solutions was adopted into ASME Code, Section XI, Nonmandatory Appendix G (ASME App. G) [2] for use in developing RPV pressure-temperature (P-T) operating limits. That change to ASME App. G was based on compilation of past work [3] and additional evaluations of fracture driving force [4][5]. To establish the P-T limits on RPV operation, consideration should be given to both the RPV shell material with the highest reference temperature as well as regions of the RPV (e.g., nozzles, flange) that contain structural discontinuities. In October 2014, the U.S. Nuclear Regulatory Commission (NRC) highlighted these requirements in Regulatory Issue Summary (RIS) 2014-11 [6]. Probabilistic fracture mechanics (PFM) analyses performed to support pressurized thermal shock (PTS) evaluations using the Fracture Analysis Vessels Oak Ridge (FAVOR) computer code [7] currently evaluate only the RPV beltline shell regions. These evaluations are based on the assumption that the PFM results are controlled by the higher embrittlement characteristic of the shell region rather than the stress concentration characteristic of the nozzle, which does not experience nearly the embrittlement of the shell due to its greater distance from the core. To evaluate this assumption, the NRC and the Oak Ridge National Laboratory (ORNL) performed PFM analyses to quantify the effect of these stress concentrations on the results of the RPV PFM analyses. This paper summarizes the methods and evaluates the results of these analyses.


Author(s):  
Pin-Chiun Huang ◽  
Hsoung-Wei Chou ◽  
Yuh-Ming Ferng

This paper is to study the effects of copper and nickel content variations on the fracture probability of the pressurized water reactor (PWR) pressure vessel subjected to pressurized-thermal-shock (PTS) transients. The probabilistic fracture mechanics (PFM) code, FAVOR, which was developed by the Oak Ridge National Laboratory in the United States, is employed to perform the analyses. A Taiwan domestic PWR pressure vessel with varied copper and nickel contents of beltline region welds and plates is investigated in the study. Some PTS transients analyzed from Beaver Valley Unit 1 for establishing the USNRC’s new PTS rule are applied as the loading conditions. It is found that the content variation of copper and nickel will significantly affect the radiation embrittlement and the fracture probability of PWR pressure vessels. The results can be regarded as the risk incremental factors for comparison with the safety regulation requirements on vessel degradation as well as a reference for the operation of PWR plants in Taiwan.


Author(s):  
B. Richard Bass ◽  
Paul T. Williams ◽  
Terry L. Dickson ◽  
Hilda B. Klasky

This paper describes the current status of the Fracture Analysis of Vessels, Oak Ridge (FAVOR) computer code which has been under development at Oak Ridge National Laboratory (ORNL), with funding by the United States Nuclear Regulatory Commission (NRC), for over twenty-five years. Including this most recent release, v16.1, FAVOR has been applied by analysts from the nuclear industry and regulators at the NRC to perform deterministic and probabilistic fracture mechanics analyses to review / assess / update regulations designed to insure that the structural integrity of aging, and increasingly embrittled, nuclear reactor pressure vessels (RPVs) is maintained throughout the vessel’s operational service life. Early releases of FAVOR were developed primarily to address the pressurized thermal shock (PTS) issue; therefore, they were limited to applications involving pressurized water reactors (PWRs) subjected to cool-down transients with thermal and pressure loading applied to the inner surface of the RPV wall. These early versions of FAVOR were applied in the PTS Re-evaluation Project to successfully establish a technical foundation that served to better inform the basis of the then-existent PTS regulations to the original PTS Rule (Title 10 of the Code of Federal Regulations, Chapter I, Part 50, Section 50.61, 10CFR 50.61). A later version of FAVOR resulting from this project (version 06.1 - released in 2006) played a major role in the development of the Alternative PTS Rule (10 CFR 50.61.a). This paper describes recent ORNL developments of the FAVOR code; a brief history of verification studies of the code is also included. The 12.1 version (released in 2012) of FAVOR represented a significant generalization over previous releases insofar as it included the ability to encompass a broader range of transients (heat-up and cool-down) and vessel geometries, addressing both PWR and boiling water reactor (BWR) RPVs. The most recent public release of FAVOR, v16.1, includes improvements in the consistency and accuracy of the calculation of fracture mechanics stress-intensity factors for internal surface-breaking flaws; special attention was given to the analysis of shallow flaws. Those improvements were realized in part through implementation of the ASME Section XI, Appendix A, A-3000 curve fits into FAVOR; an overview of the implementation of those ASME curve fits is provided herein. Recent results from an extensive verification benchmarking project are presented that focus on comparisons of solutions from FAVOR versions 16.1 and 12.1 referenced to baseline solutions generated with the commercial ABAQUS code. The verifications studies presented herein indicate that solutions from FAVOR v16.1 exhibit an improvement in predictive accuracy relative to FAVOR v12.1, particularly for shallow flaws.


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