scholarly journals Comparison of Different Sequential Assimilation Algorithms for Satellite-derived Leaf Area Index Using the Data Assimilation Research Testbed (lanai)

2019 ◽  
Author(s):  
Xiao-Lu Ling ◽  
Cong-Bin Fu ◽  
Zong-Liang Yang ◽  
Wei-Dong Guo

Abstract. The leaf area index (LAI) is a crucial parameter for understanding the exchanges of momentum, carbon, energy, and water between terrestrial ecosystems and the atmosphere. To improve the ability to simulate land surface water and energy balances, the Data Assimilation Research Testbed (DART) has been successfully coupled to the Community Land Model (CLM) by assimilating global remotely sensed LAI data with explicit carbon and nitrogen components (CLM4CN). The purpose of this paper is to determine the best algorithm for LAI assimilation. Within this framework, four sequential assimilation algorithms, i.e., the Kalman Filter (KF), the Ensemble Kalman Filter (EnKF), the Ensemble Adjust Kalman Filter (EAKF), and the Particle Filter (PF), are applied, thoroughly analyzed and compared. The results show that assimilating remotely sensed LAI data into the CLM4CN is an effective method for improving model performance. In detail, the assimilation accuracies of the ensemble filter algorithms (EnKF and EAKF) are better than that of the KF algorithm because the KF is based on the linear model error assumption. The PF algorithm performs worse than the EAKF and EnKF algorithms because of the gradually reduced acceptance of observations with assimilation steps. In other words, the contribution of the observations to the posterior probability during the assimilation process is reduced. The EAKF algorithm is the best method because the matrix is adjusted at each time step during the assimilation procedure.

2019 ◽  
Vol 12 (7) ◽  
pp. 3119-3133 ◽  
Author(s):  
Xiao-Lu Ling ◽  
Cong-Bin Fu ◽  
Zong-Liang Yang ◽  
Wei-Dong Guo

Abstract. The leaf area index (LAI) is a crucial parameter for understanding the exchanges of mass and energy between terrestrial ecosystems and the atmosphere. In this study, the Data Assimilation Research Testbed (DART) has been successfully coupled to the Community Land Model with explicit carbon and nitrogen components (CLM4CN) by assimilating Global Land Surface Satellite (GLASS) LAI data. Within this framework, four sequential assimilation algorithms, including the kernel filter (KF), the ensemble Kalman filter (EnKF), the ensemble adjust Kalman filter (EAKF), and the particle filter (PF), are thoroughly analyzed and compared. The results show that assimilating GLASS LAI into the CLM4CN is an effective method for improving model performance. In detail, the assimilation accuracies of the EnKF and EAKF algorithms are better than those of the KF and PF algorithm. From the perspective of the average and RMSD, the PF algorithm performs worse than the EAKF and EnKF algorithms because of the gradually reduced acceptance of observations with assimilation steps. In other words, the contribution of the observations to the posterior probability during the assimilation process is reduced. The EAKF algorithm is the best method because the matrix is adjusted at each time step during the assimilation procedure. If all the observations are accepted, the analyzed LAI seem to be better than that when some observations are rejected, especially in low-latitude regions.


2019 ◽  
Author(s):  
Xinxuan Zhang ◽  
Viviana Maggioni ◽  
Azbina Rahman ◽  
Paul Houser ◽  
Yuan Xue ◽  
...  

Abstract. Vegetation plays a fundamental role not only in the energy and carbon cycle, but also the global water balance by controlling surface evapotranspiration. Thus, accurately estimating vegetation-related variables has the potential to improve our understanding and estimation of the dynamic interactions between the water and carbon cycles. This study aims to assess to what extent a land surface model can be optimized through the assimilation of leaf area index (LAI) observations at the global scale. Two observing system simulation experiments (OSSEs) are performed to evaluate the efficiency of assimilating LAI through an Ensemble Kalman Filter (EnKF) to estimate LAI, evapotranspiration (ET), interception evaporation (CIE), canopy water storage (CWS), surface soil moisture (SSM), and terrestrial water storage (TWS). Results show that the LAI data assimilation framework effectively reduces errors in LAI simulations. LAI assimilation also improves the model estimates of all the water flux and storage variables considered in this study (ET, CIE, CWS, SSM, and TWS), even when the forcing precipitation is strongly positively biased (extremely wet condition). However, it tends to worsen some of the model estimated water-related variables (SSM and TWS) when the forcing precipitation is affected by a dry bias. This is attributed to the fact that the amount of water in the land surface model is conservative and the LAI assimilation introduces more vegetation, which requires more water than what available within the soil. Future work should investigate a multi-variate data assimilation system that concurrently merges both LAI and soil moisture (or TWS) observations.


Author(s):  
Christoph Rüdiger ◽  
Clément Albergel ◽  
Jean-François Mahfouf ◽  
Jean-Christophe Calvet ◽  
Jeffrey P. Walker

2011 ◽  
Vol 8 (1) ◽  
pp. 1831-1877 ◽  
Author(s):  
A. L. Barbu ◽  
J.-C. Calvet ◽  
J.-F. Mahfouf ◽  
C. Albergel ◽  
S. Lafont

Abstract. The performance of the joint assimilation in a land surface model of a Soil Wetness Index (SWI) product provided by an exponential filter together with Leaf Area Index (LAI) is investigated. The data assimilation is evaluated with different setups using the SURFEX modeling platform, for a period of seven years (2001–2007), at the SMOSREX grassland site in southwestern France. The results obtained with a Simplified Extended Kalman Filter demonstrate the effectiveness of a joint data assimilation scheme when both SWI and Leaf Area Index are merged into the ISBA-A-gs land surface model. The assimilation of a retrieved Soil Wetness Index product presents several challenges that are investigated in this study. A significant improvement of around 13% of the root-zone soil water content is obtained by assimilating dimensionless root-zone SWI data. For comparison, the assimilation of in situ surface soil moisture is considered as well. A lower impact on the root zone is noticed. Under specific conditions, the transfer of the information from the surface to the root zone was found not accurate. Also, our results indicate that the assimilation of in situ LAI data may correct a number of deficiencies in the model, such as low LAI values in the senescence phase by using a seasonal-dependent error definition for background and observations. In order to verify the specification of the errors for SWI and LAI products, a posteriori diagnostics are employed. This approach highlights the importance of the assimilation design on the quality of the analysis. The impact of data assimilation scheme on CO2 fluxes is also quantified by using measurements of net CO2 fluxes gathered at the SMOSREX site from 2005 to 2007. An improvement of about 5% in terms of rms error is obtained.


2020 ◽  
Vol 12 (15) ◽  
pp. 2394
Author(s):  
Hongmin Zhou ◽  
Changjing Wang ◽  
Guodong Zhang ◽  
Huazhu Xue ◽  
Jingdi Wang ◽  
...  

The leaf area index (LAI) is an important parameter for vegetation monitoring and land surface ecosystem research. Although a variety of LAI products have been generated, the moderate to coarse spatial resolution and low temporal resolution of these products are insufficient for regional-scale analysis. In this study, a modified ensemble Kalman filter model (MEnKF) was proposed to generate spatio-temporal complete 30 m LAI data. High-quality, filtered historical Moderate-resolution Imaging Spectroradiometer (MODIS) LAI data were used to obtain the LAI background, and an LAI temporal dynamic model was constructed based on it. An improved back-propagation (BP) neural network based on a simulated annealing algorithm (SA-BP) was constructed with paired Landsat surface reflectance data and field LAI data to generate a 30 m LAI. The MEnKF was used to estimate the spatio-temporal complete LAI beginning from the LAI peak value position where Landsat observations were available. The spatio-temporal 30 m LAI was estimated in farmland (Pshenichne), grassland (Zhangbei), and woodland (Genhe) sites. The results indicate that the MEnKF-estimated LAI is consistent with the field measurements for all sites (the coefficient of determination ( R 2 ) = 0.70; root mean squared error (RMSE) = 0.40) and is better than that of the conventional sequence data assimilation algorithm ( R 2 = 0.40; RMSE = 0.78). The regional LAI captures the vegetation growth pattern and is consistent with the Landsat LAI, with an R 2 larger than 0.65 and an RMSE less than 0.51. The proposed MEnKF algorithm, which effectively avoids error accumulation in the data assimilation scheme, is an efficient method for spatio-temporal complete 30 m LAI estimation.


2011 ◽  
Vol 8 (7) ◽  
pp. 1971-1986 ◽  
Author(s):  
A. L. Barbu ◽  
J.-C. Calvet ◽  
J.-F. Mahfouf ◽  
C. Albergel ◽  
S. Lafont

Abstract. The performance of the joint assimilation in a land surface model of a Soil Wetness Index (SWI) product provided by an exponential filter together with Leaf Area Index (LAI) is investigated. The data assimilation is evaluated with different setups using the SURFEX modeling platform, for a period of seven years (2001–2007), at the SMOSREX grassland site in southwestern France. The results obtained with a Simplified Extended Kalman Filter demonstrate the effectiveness of a joint data assimilation scheme when both SWI and Leaf Area Index are merged into the ISBA-A-gs land surface model. The assimilation of a retrieved Soil Wetness Index product presents several challenges that are investigated in this study. A significant improvement of around 13 % of the root-zone soil water content is obtained by assimilating dimensionless root-zone SWI data. For comparison, the assimilation of in situ surface soil moisture is considered as well. A lower impact on the root zone is noticed. Under specific conditions, the transfer of the information from the surface to the root zone was found not accurate. Also, our results indicate that the assimilation of in situ LAI data may correct a number of deficiencies in the model, such as low LAI values in the senescence phase by using a seasonal-dependent error definition for background and observations. In order to verify the specification of the errors for SWI and LAI products, a posteriori diagnostics are employed. This approach highlights the importance of the assimilation design on the quality of the analysis. The impact of data assimilation scheme on CO2 fluxes is also quantified by using measurements of net CO2 fluxes gathered at the SMOSREX site from 2005 to 2007. An improvement of about 5 % in terms of rms error is obtained.


2011 ◽  
Vol 115 (5) ◽  
pp. 1171-1187 ◽  
Author(s):  
Hua Yuan ◽  
Yongjiu Dai ◽  
Zhiqiang Xiao ◽  
Duoying Ji ◽  
Wei Shangguan

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