scholarly journals State-Of-Charge Estimation for Lithium-Ion Battery Using Improved DUKF Based on State-Parameter Separation

Energies ◽  
2019 ◽  
Vol 12 (21) ◽  
pp. 4036 ◽  
Author(s):  
Yu ◽  
Xie ◽  
Sang ◽  
Yang ◽  
Huang

State-of-charge estimation and on-line model modification of lithium-ion batteries are more urgently required because of the great impact of the model accuracy on the algorithm performance. This study aims to propose an improved DUKF based on the state-parameter separation. Its characteristics include: (1) State-Of-Charge (SoC) is treated as the only state variable to eliminate the strong correlation between state and parameters. (2) Two filters are ranked to run the parameter modification only when the state estimation has converged. First, the double polarization (DP) model of battery is established, and the parameters of the model are identified at both the pulse discharge and long discharge recovery under Hybrid Pulse Power Characterization (HPPC) test. Second, the implementation of the proposed algorithm is described. Third, combined with the identification results, the study elaborates that it is unreliable to use the predicted voltage error of closed-loop algorithm as the criterion to measure the accuracy of the model, while the output voltage obtained by the open-loop model with dynamic parameters can reflect the real situation. Finally, comparative experiments are designed under HPPC and DST conditions. Results show that the proposed state-parameter separated IAUKF-UKF has higher SoC estimation accuracy and better stability than traditional DUKF.

Author(s):  
Chuanxiang Yu ◽  
Rui Huang ◽  
Zhaoyu Sang ◽  
Shiya Yang

Abstract State-of-charge (SOC) estimation is essential in the energy management of electric vehicles. In the context of SOC estimation, a dual-filter based on the equivalent circuit model represents an important research direction. The trigger for parameter filter in a dual filter has a significant influence on the algorithm, despite which it has been studied scarcely. The present paper, therefore, discusses the types and characteristics of triggers reported in the literature and proposes a novel trigger mechanism for improving the accuracy and robustness of SOC estimation. The proposed mechanism is based on an open-loop model, which determines whether to trigger the parameter filter based on the model voltage error. In the present work, particle filter (PF) is used as the state filter and Kalman filter (KF) as the parameter filter. This dual filter is used as a carrier to compare the proposed trigger with three other triggers and single filter algorithms, including PF and unscented Kalman filter (UKF). According to the results, under different dynamic cycles, initial SOC values, and temperatures, the root-mean-square error of the SOC estimated using the proposed algorithm is at least 34.07% lower than the value estimated using other approaches. In terms of computation time, the value is 4.67%. Therefore, the superiority of the proposed mechanism is demonstrated.


Author(s):  
Shun-Li Wang ◽  
Carlos Fernandez ◽  
Chun-Mei Yu ◽  
Chuan-Yun Zou ◽  
James Coffie-Ken

The state of charge estimation is an important part of the battery management system, the estimation accuracy of which seriously affects the working performance of the lithium ion battery pack. The unscented Kalman filter algorithm has been developed and applied to the iterative calculation process. When it is used to estimate the SOC value, there is a rounding error in the numerical calculation. When the sigma point is sampled in the next round, an imaginary number appears, resulting in the estimation failure. In order to improve the estimation accuracy, an improved adaptive square root - unscented Kalman filter method is introduced which combines the QR decomposition in the calculation process. Meanwhile, an adaptive noise covariance matching method is implied. Experiments show that the proposed method can guarantee the semi-positive and numerical stability of the state covariance, and the estimation accuracy can reach the third-order precision. The error remains about 1.60% under the condition of drastic voltage and current changes. The conclusion of this experiment can provide a theoretical basis of the state of charge estimation in the battery management of the lithium ion battery pack.


2013 ◽  
Vol 805-806 ◽  
pp. 1692-1699 ◽  
Author(s):  
Tie Zhou Wu ◽  
Ming Yue Wang ◽  
Qin Xiao

The study of the application of the sliding mode observer method that estimates the state of charge. Based on the state space model of battery established on the model of improved EMF equivalent circuit, a sliding mode state observer is designed to help improve the jitter problem. Considering the nonlinear terms in the model for the analysis of the stability of the observer and the characteristics of the industry under its derivative, and using Lagrange mean value theory to guarantee the convergence conditions of the observer, the design parameters of the observer can thus be determined .Then, this thesis compares the simulation of this method under Matlab environment with the extended Kalman filter method. The results show that the method has higher estimation accuracy in the case of the same battery modeling errors. Therefore, the SOC estimation of the sliding mode observer can effectively reduce the state of charge estimation error introduced by the model error.


2014 ◽  
Vol 63 (4) ◽  
pp. 1614-1621 ◽  
Author(s):  
Jun Xu ◽  
Chunting Chris Mi ◽  
Binggang Cao ◽  
Junjun Deng ◽  
Zheng Chen ◽  
...  

2022 ◽  
Vol 21 ◽  
pp. 1-19
Author(s):  
Wang Jianhong ◽  
Ricardo A. Ramirez-Mendoza

As state of charge is one important variable to monitor the later battery management system, and as traditional Kalman filter can be used to estimate the state of charge for Lithium-ion battery on basis of probability distribution on external noise. To relax this strict assumption on external noise, set membership strategy is proposed to achieve our goal in case of unknown but bounded noise. External noise with unknown but bounded is more realistic than white noise. After equivalent circuit model is used to describe the Lithium-ion battery charging and discharging properties, one state space equation is constructed to regard state of charge as its state variable. Based on state space model about state of charge, two kinds of set membership strategies are put forth to achieve the state estimation, which corresponds to state of charge estimation. Due to external noise is bounded, i.e. external noise is in a set, we construct interval and ellipsoid estimation for state estimation respectively in case of external noise is assumed in an interval or ellipsoid. Then midpoint of interval or center of the ellipsoid are chosen as the final value for state of charge estimation. Finally, one simulation example confirms our theoretical results.


Energies ◽  
2019 ◽  
Vol 12 (17) ◽  
pp. 3383 ◽  
Author(s):  
Woo-Yong Kim ◽  
Pyeong-Yeon Lee ◽  
Jonghoon Kim ◽  
Kyung-Soo Kim

This paper presents a nonlinear-model-based observer for the state of charge estimation of a lithium-ion battery cell that always exhibits a nonlinear relationship between the state of charge and the open-circuit voltage. The proposed nonlinear model for the battery cell and its observer can estimate the state of charge without the linearization technique commonly adopted by previous studies. The proposed method has the following advantages: (1) The observability condition of the proposed nonlinear-model-based observer is derived regardless of the shape of the open circuit voltage curve, and (2) because the terminal voltage is contained in the state vector, the proposed model and its observer are insensitive to sensor noise. A series of experiments using an INR 18650 25R battery cell are performed, and it is shown that the proposed method produces convincing results for the state of charge estimation compared to conventional SOC estimation methods.


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