scholarly journals Fault Diagnosis of a Wind Turbine Gearbox Based on Improved Variational Mode Algorithm and Information Entropy

Entropy ◽  
2021 ◽  
Vol 23 (7) ◽  
pp. 794
Author(s):  
Fan Zhang ◽  
Wenlei Sun ◽  
Hongwei Wang ◽  
Tiantian Xu

The working environment of wind turbine gearboxes is complex, complicating the effective monitoring of their running state. In this paper, a new gearbox fault diagnosis method based on improved variational mode decomposition (IVMD), combined with time-shift multi-scale sample entropy (TSMSE) and a sparrow search algorithm-based support vector machine (SSA-SVM), is proposed. Firstly, a novel algorithm, IVMD, is presented for solving the problem where VMD parameters (K and α) need to be selected in advance, which mainly contains two steps: the maximum kurtosis index is employed to preliminarily determine a series of local optimal decomposition parameters (K and α), then from the local parameters, the global optimum parameters are selected based on the minimum energy loss coefficient (ELC). After decomposition by IVMD, the raw signal is divided into K intrinsic mode functions (IMFs), the optimal IMF(s) with abundant fault information is (are) chosen based on the minimum envelopment entropy criterion. Secondly, the time-shift technique is introduced to information entropy, the time-shift multi-scale sample entropy algorithm is applied for the analysis of the complexity of the chosen optimal IMF and extract fault feature vectors. Finally, the sparrow search algorithm, which takes the classification error rate of SVM as the fitness function, is used to adaptively optimize the SVM parameters. Next, the extracted TSMSEs are input into the SSA-SVM model as the feature vector to identify the gear signal types under different conditions. The simulation and experimental results confirm that the proposed method is feasible and superior in gearbox fault diagnosis when compared with other methods.

Sensors ◽  
2021 ◽  
Vol 21 (16) ◽  
pp. 5297
Author(s):  
Jie Lv ◽  
Wenlei Sun ◽  
Hongwei Wang ◽  
Fan Zhang

We propose a novel fault-diagnosis approach for rolling bearings by integrating variational mode decomposition (VMD), refined composite multiscale dispersion entropy (RCMDE), and support vector machine (SVM) optimized by a sparrow search algorithm (SSA). Firstly, VMD was selected from various signal decomposition methods to decompose the original signal. Then, the signal features were extracted by RCMDE as the input of the diagnosis model. Compared with multiscale sample entropy (MSE) and multiscale dispersion entropy (MDE), RCMDE proved to be superior. Afterwards, SSA was used to search the optimal parameters of SVM to identify different faults. Finally, the proposed coordinated VMD–RCMDE–SSA–SVM approach was verified and evaluated by the experimental data collected by the wind turbine drivetrain diagnostics simulator (WTDS). The results of the experiments demonstrate that the proposed approach not only identifies bearing fault types quickly and effectively but also achieves better performance than other comparative methods.


2021 ◽  
Vol 2125 (1) ◽  
pp. 012003
Author(s):  
Xuguang Li ◽  
Liyou Fu

Abstract The penalty parameter (c) and kernel parameter (g) contained in Support Vector Machine (SVM) cannot be adaptively selected according to actual samples, which results in low classification accuracy and slow convergence speed. A novel sparrow search algorithm was used to optimize the parameters of SVM classifier. Firstly, an improved ensemble empirical mode decomposition (MEEMD) method was used to decompose non-stationary and nonlinear vibration signals, and the eigenmode function (IMF) was obtained by removing abnormal signals from the original signals through permutation entropy, and the sample entropy was extracted. Finally, a fault diagnosis model based on SSA-SVM is constructed, and the high recognition rate and effectiveness of this method are proved by simulation and experimental data analysis.


2021 ◽  
Author(s):  
Zhenya Wang ◽  
Hui Chen ◽  
Ligang Yao ◽  
Xu Chen ◽  
Xiaoli Qi ◽  
...  

Abstract Fault diagnosis of critical rotating machinery components is necessary to ensure safe operation. However, the commonly used fault diagnosis methods for rotating machinery are generally based on the single-channel signal processing method, which is not suitable for processing multi-channel signals. Thus, to extract features and carry out the intelligent diagnosis of multi-channel signals, a novel method for rotating machinery fault diagnosis is proposed. Firstly, a novel non-linear dynamics technique, named the multi-variate generalized refined composite multi-scale sample entropy, is presented and applied to extract fusion entropy features of multi-channel signals. Secondly, a practical manifold learning known as supervised isometric mapping is introduced to map the high-dimensional fusion entropy features in a low-dimensional space. In a third step, the Harris hawks optimization-based support vector machine is utilized to achieve intelligent fault recognition. Finally, aiming to verify the effectiveness of the proposed method and present its advantages, it was applied to analyze the rotating machinery system bearing and gear data. The experimental results have shown that the method at hand can accurately identify various bearing and gear faults. Furthermore, in addition to being suitable for multi-channel signal fault diagnosis, it displayed higher recognition accuracy when compared with other multi-channel or single-channel methods.


Entropy ◽  
2019 ◽  
Vol 21 (6) ◽  
pp. 621 ◽  
Author(s):  
Zhilin Dong ◽  
Jinde Zheng ◽  
Siqi Huang ◽  
Haiyang Pan ◽  
Qingyun Liu

Multi-scale permutation entropy (MPE) is an effective nonlinear dynamic approach for complexity measurement of time series and it has been widely applied to fault feature representation of rolling bearing. However, the coarse-grained time series in MPE becomes shorter and shorter with the increase of the scale factor, which causes an imprecise estimation of permutation entropy. In addition, the different amplitudes of the same patterns are not considered by the permutation entropy used in MPE. To solve these issues, the time-shift multi-scale weighted permutation entropy (TSMWPE) approach is proposed in this paper. The inadequate process of coarse-grained time series in MPE was optimized by using a time shift time series and the process of probability calculation that cannot fully consider the symbol mode is solved by introducing a weighting operation. The parameter selections of TSMWPE were studied by analyzing two different noise signals. The stability and robustness were also studied by comparing TSMWPE with TSMPE and MPE. Based on the advantages of TSMWPE, an intelligent fault diagnosis method for rolling bearing is proposed by combining it with gray wolf optimized support vector machine for fault classification. The proposed fault diagnostic method was applied to two cases of experimental data analysis of rolling bearing and the results show that it can diagnose the fault category and severity of rolling bearing accurately and the corresponding recognition rate is higher than the rate provided by the existing comparison methods.


Entropy ◽  
2021 ◽  
Vol 23 (8) ◽  
pp. 975
Author(s):  
Yancai Xiao ◽  
Jinyu Xue ◽  
Mengdi Li ◽  
Wei Yang

Fault diagnosis of wind turbines is of great importance to reduce operating and maintenance costs of wind farms. At present, most wind turbine fault diagnosis methods are focused on single faults, and the methods for combined faults usually depend on inefficient manual analysis. Filling the gap, this paper proposes a low-pass filtering empirical wavelet transform (LPFEWT) machine learning based fault diagnosis method for combined fault of wind turbines, which can identify the fault type of wind turbines simply and efficiently without human experience and with low computation costs. In this method, low-pass filtering empirical wavelet transform is proposed to extract fault features from vibration signals, LPFEWT energies are selected to be the inputs of the fault diagnosis model, a grey wolf optimizer hyperparameter tuned support vector machine (SVM) is employed for fault diagnosis. The method is verified on a wind turbine test rig that can simulate shaft misalignment and broken gear tooth faulty conditions. Compared with other models, the proposed model has superiority for this classification problem.


Energies ◽  
2019 ◽  
Vol 12 (17) ◽  
pp. 3396 ◽  
Author(s):  
Mingzhu Tang ◽  
Wei Chen ◽  
Qi Zhao ◽  
Huawei Wu ◽  
Wen Long ◽  
...  

Fault diagnosis and forecasting contribute significantly to the reduction of operating and maintenance associated costs, as well as to improve the resilience of wind turbine systems. Different from the existing fault diagnosis approaches using monitored vibration and acoustic data from the auxiliary equipment, this research presents a novel fault diagnosis and forecasting approach underpinned by a support vector regression model using data obtained by the supervisory control and data acquisition system (SCADA) of wind turbines (WT). To operate, the extraction of fault diagnosis features is conducted by measuring SCADA parameters. After that, confidence intervals are set up to guide the fault diagnosis implemented by the support vector regression (SVR) model. With the employment of confidence intervals as the performance indicators, an SVR-based fault detecting approach is then developed. Based on the WT SCADA data and the SVR model, a fault diagnosis strategy for large-scale doubly-fed wind turbine systems is investigated. A case study including a one-year monitoring SCADA data collected from a wind farm in Southern China is employed to validate the proposed methodology and demonstrate how it works. Results indicate that the proposed strategy can support the troubleshooting of wind turbine systems with high precision and effective response.


2019 ◽  
Vol 9 (15) ◽  
pp. 3143 ◽  
Author(s):  
Lu Han ◽  
Chongchong Yu ◽  
Cuiling Liu ◽  
Yong Qin ◽  
Shijie Cui

The rolling bearing is a key component of the bogie of the rail train. The working environment is complex, and it is easy to cause cracks and other faults. Effective rolling bearing fault diagnosis can provide an important guarantee for the safe operation of the track while improving the resource utilization of the rolling bearing and greatly reducing the cost of operation. Aiming at the problem that the characteristics of the vibration data of the rolling bearing components of the railway train and the vibration mechanism model are difficult to establish, a method for long-term faults diagnosis of the rolling bearing of rail trains based on Exponential Smoothing Predictive Segmentation and Improved Ensemble Learning Algorithm is proposed. Firstly, the sliding time window segmentation algorithm of exponential smoothing is used to segment the rolling bearing vibration data, and then the segmentation points are used to construct the localized features of the data. Finally, an Improved AdaBoost Algorithm (IAA) is proposed to enhance the anti-noise ability. IAA, Back Propagation (BP) neural network, Support Vector Machine (SVM), and AdaBoost are used to classify the same dataset, and the evaluation indexes show that the IAA has the best classification effect. The article selects the raw data of the bearing experiment platform provided by the State Key Laboratory of Rail Traffic Control and Safety of Beijing Jiaotong University and the standard dataset of the American Case Western Reserve University for the experiment. Theoretical analysis and experimental results show the effectiveness and practicability of the proposed method.


2019 ◽  
Vol 118 ◽  
pp. 02036 ◽  
Author(s):  
Hankun Bing ◽  
Yuzhu Zhao ◽  
Le Pang ◽  
Minmin Zhao

Based on the concept of information entropy, this paper analyzes typical nonlinear vibration fault signals of steam turbine based on spectrum, wavelet and HHT theory methods, and extracts wavelet energy spectrum entropy, IMF energy spectrum entropy, time domain singular value entropy and frequency domain power spectrum entropy as faults. The feature is supported by a support vector machine (SVM) as a learning platform. The research results show that the fusion information entropy describes the vibration fault more comprehensively, and the support vector machine fault diagnosis model can achieve higher diagnostic accuracy.


2019 ◽  
Vol 41 (14) ◽  
pp. 4013-4022 ◽  
Author(s):  
Keheng Zhu ◽  
Liang Chen ◽  
Xiong Hu

Multi-scale fuzzy entropy (MFE) is a recently developed non-linear dynamic parameter for measuring the complexity of vibration signals of rolling element bearing over different scales. However, the calculation of fuzzy entropy (FuzzyEn) in each scale ignores the sequence’s global characteristics while the bearing vibration signals’ global fluctuation may vary as the bearing runs under different states. Therefore, in this paper, the multi-scale global fuzzy entropy (MGFE) method is put forward for extracting the fault features from the bearing vibration signals. After the feature extraction, multiple class feature selection (MCFS) method is introduced to select the most informative features from the high-dimensional feature vector. Then, a new rolling element bearing fault diagnosis approach is proposed based on MGFE, MCFS and support vector machine (SVM). The experimental results indicate that the proposed approach can effectively fulfill the fault diagnosis of rolling element bearing and has good classification performance.


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