scholarly journals Developments in Practice XIII Electronic Communications: Strategies for Coping with the Deluge

2004 ◽  
Vol 13 ◽  
Author(s):  
James D. McKeen
Keyword(s):  
Electronic Communications ◽  
Communications Strategies

Privacy: Users of Pharmaceutical Websites

2002 ◽  
Vol 30 (3) ◽  
pp. 466-474
Keyword(s):  
Personal Information ◽  
District Court ◽  
Traffic Data ◽  
Web Traffic ◽  
Electronic Communications ◽  
Private Action

In In re Pharmatrak, Inc. Privacy Litigation, website users brought suit claiming that major pharmaceutical corporations and a web monitoring company violated three federal statutes protecting electronic communications and data by collecting web traffic data and personal information about website users. On August 13,2002, the District Court of Massachusetts dismissed these allegations, holding that the defendants were parties to the communications and thus exempted under the statutory language.The court also found that plaintiffs had not suffered an amount of damages required to sustain private action.

FINRA’s disciplinary actions in 2017: increased restitution ordered with minimal changes in number of cases

2018 ◽  
Vol 19 (2) ◽  
pp. 19-23
Author(s):  
Brian Rubin ◽  
Adam Pollet
Keyword(s):  
Money Laundering ◽  
Design Methodology ◽  
Disciplinary Actions ◽  
Financial Industry ◽  
Electronic Communications ◽  
Content Type ◽  
The Past ◽  
Expert Analysis ◽  
Research Analysts ◽  
Practical Implications

Purpose The purpose of this paper is to analyze the Financial Industry Regulatory Authority’s (FINRA) 2017 disciplinary actions, the issues that resulted in the most significant fines and restitution and the emerging enforcement trends from 2017 and beyond. Design/methodology/approach The approach of this paper discusses the disciplinary actions in 2017 and prior years, details the top 2017 enforcement issues measured by total fines assessed, including anti-money laundering, trade reporting, electronic communications, books and records, research analysts and research reports, and explains current enforcement trends, including restitution, suitability cases and technological issues. Findings In 2017, restitution more than doubled from the prior year, resulting in the fourth highest total sanctions (fines combined with restitution and disgorgement) assessed by FINRA over the past 10 years. Practical implications Firms and their representatives should heed the trends in both the substantial restitution FINRA is ordering and the related enforcement issues in the cases FINRA has brought. Originality/value This paper provides expert analysis and guidance from experienced securities enforcement lawyers.

scholarly journals Cybersecurity Policy and the Legislative Context of the Water and Wastewater Sector in South Africa

2020 ◽  
Vol 13 (1) ◽  
pp. 291
Author(s):  
Masike Malatji ◽  
Annlizé L. Marnewick ◽  
Suné von Solms
Keyword(s):  
South Africa ◽  
Computer Security ◽  
Critical Infrastructure ◽  
Policy Framework ◽  
Economic Sectors ◽  
Cyber Terrorism ◽  
Electronic Communications ◽  
Response Team ◽  
Water And Wastewater ◽  
Security Incidents

The water and wastewater sector is an important lifeline upon which other economic sectors depend. Securing the sector’s critical infrastructure is therefore important for any country’s economy. Like many other nations, South Africa has an overarching national cybersecurity strategy aimed at addressing cyber terrorism, cybercriminal activities, cyber vandalism, and cyber sabotage. The aim of this study is to contextualise the water and wastewater sector’s cybersecurity responsibilities within the national cybersecurity legislative and policy environment. This is achieved by conducting a detailed analysis of the international, national and sector cybersecurity stakeholders; legislation and policies; and challenges pertaining to the protection of the water and wastewater sector. The study found some concerning challenges and improvement gaps regarding the complex manner in which the national government is implementing the cybersecurity strategy. The study also found that, along with the National Cybersecurity Policy Framework (the national cybersecurity strategy of South Africa), the Electronic Communications and Transactions Act, Critical Infrastructure Protection Act, and other supporting legislation and policies make provision for the water and wastewater sector’s computer security incidents response team to be established without the need to propose any new laws or amend existing ones. This is conducive for the immediate development of the sector-specific cybersecurity governance framework and resilience strategy to protect the water and wastewater assets.

Regulatory 101: Drug Names – Reader Q&A

2021 ◽  
Vol 25 (3) ◽  
Author(s):  
Paul Pluta
Keyword(s):  
Medication Errors ◽  
Health Professionals ◽  
Daily Basis ◽  
Electronic Communications ◽  
Drug Names

Medication errors occur in writing, print, speaking, and electronic communications; all of these modes must be considered in development of the drug name. The perspectives of health professionals with product name usage on a daily basis is far different than that of industry personnel who develop drug names for product recognition and commercial marketing.

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