A Comment on Decisions of Imposing Monetary Sanctions in Relationto Market Abuse by the Securities and Futures Commission- Focused on Material Nonpublic Information and Tippe's Tippe -

2017 ◽  
Vol 52 (4) ◽  
pp. 77-108
Author(s):  
Sang-Pog Lee
Keyword(s):  
Market Abuse

Cryptoassets and Market Abuse

2020 ◽  
pp. 142-144
Author(s):  
Enrique Agudo Fernandez
Keyword(s):  
Market Abuse

Bußgeldrechtliche Sanktionierung juristischer Personen im neuen Marktmissbrauchsrecht

2021 ◽  
Author(s):  
Ann-Kristin Reinartz
Keyword(s):  
Financial Market ◽  
Legal Issues ◽  
European Level ◽  
Central Object ◽  
Corporate Group ◽  
Market Abuse ◽  
Principle Of Proportionality ◽  
The Individual ◽  
Financial Market Crisis

The main cause of the financial market crisis was the lack of effective and deterrent sanctions for market abuse and the inadequate enforcement of these sanctions. The European legislator has addressed this shortcoming by massively tightening sanctions – especially fines against legal persons. The thesis examines new legal issues that arise in particular from the increasing regulatory density at the European level. The central object of investigation is the tension between the need for deterrent sanctions and the preservation of the principle of proportionality as well as other constitutional principles at the level of the individual company as well as the level of the corporate group.

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