Risk Management, Liability Insurance, and Asset Protection Strategies for Doctors and Advisors

2015 ◽  
Keyword(s):  
Risk Management ◽  
Liability Insurance ◽  
Asset Protection ◽  
Protection Strategies

Part II United Kingdom, 9 Lessons of LBIE: Reuse and Rehypothecation

2017 ◽  
Author(s):  
Benjamin Joanna
Keyword(s):  
Risk Management ◽  
United Kingdom ◽  
Financial Institutions ◽  
Systemic Risk ◽  
Free Fall ◽  
Shadow Banking ◽  
Profound Impact ◽  
Asset Protection ◽  
Lehman Brothers ◽  
The Uk

Two notable traumas followed the failure of Lehman Brothers on 15 September 2008. The first was the catastrophic delivering that affected wholesale financial institutions in 2009, as the post-LBIE markets went into free-fall. The second was the very long delays in the return of client assets held by in the UK Lehman Brothers International (Europe) (LBIE). The systemic failure has been associated with the reuse of securities collateral in general. Some have argued that the client asset delays were associated with a category of reuse, known as rehypothecation, in particular. Regulatory reforms have been introduced with a view to addressing both. However, this chapter argues that the true lesson of both failures is not yet fully reflected in regulation. This is the profound impact of shadow banking, and the reuse of securities collateral within it, upon client asset protection and systemic risk management alike.

Study Regarding the Process of Identifying and Evaluating Risks in a Public Entity

2017 ◽  
Vol 8 (2) ◽  
pp. 41-48
Author(s):  
Loredana Cristina Tănase ◽  
Violeta State
Keyword(s):  
Risk Management ◽  
Mechanism Of Action ◽  
Economic Activity ◽  
Negative Consequences ◽  
The Public ◽  
Protection Strategies ◽  
Additional Process ◽  
Improved Performance ◽  
Action Measures ◽  
Public Entity

Abstract In any field of economic, political or social activities, the issue of risk emerges, which implies consequences that cannot be always anticipated or predicted. Lack of knowledge of the risks that may affect the achievement of public entity objectives, of causality factors, and of action measures to materialize them may lead to negative consequences for the entire economic activity. In this context, identifying and assessing risks (probability of occurrence and impact on activity) are mandatory and determinant actions in the process of knowing the mechanism of action of each risk and implementing appropriate protection strategies. Based on the documentary research, fieldwork and applicable legislation, and empirical research conducted within a public entity, we have concluded that risk management within the public entity is a process that leads to improved performance and governance, even if it is an additional process to existing ones.

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