scholarly journals An Integrated Fault Diagnosis Method for Rotating Machinery Based on Improved Multivariate Multiscale Amplitude-Aware Permutation Entropy and Uniform Phase Empirical Mode Decomposition

2021 ◽  
Vol 2021 ◽  
pp. 1-22
Author(s):  
Jiancheng Gong ◽  
Xiaoqiang Yang ◽  
Fan Pan ◽  
Wuqiang Liu ◽  
Fuming Zhou

Rotating machinery refers to machinery that executes specific functions mainly relying on their rotation. They are widely used in engineering applications. Bearings and gearboxes play a key role in rotating machinery, and their states can directly affect the operation status of the whole rotating machinery. Accurate fault detection and judgment of bearing, gearbox, and other key parts are of great significance to the rotating machinery’s normal operation. A new fault feature extraction algorithm for rotating machinery called Improved Multivariate Multiscale Amplitude-Aware Permutation Entropy (ImvMAAPE) is proposed in this paper, and the application of an improved coarse-grained method in fault feature extraction of multichannel signals is realized in this method. This algorithm is combined with the Uniform Phase Empirical Mode Decomposition (UPEMD) method and the t-distributed Stochastic Neighbor Embedding (t-SNE) method, forming a new time-frequency multiscale feature extraction method. Firstly, the multichannel vibration signals are decomposed adaptively into sets of Intrinsic Mode Functions (IMFs) using UPEMD; then, the IMF components containing the main fault information are screened by correlation analysis to get the reconstructed signals. The ImvMAAPE values of the reconstructed signals are calculated to generate the initial high-dimensional fault features, and the t-SNE method with excellent nonlinear dimensionality reduction performance is then used to reduce the dimensionality of the initial high-dimensional fault feature vectors. Finally, the low dimensional feature vectors with high quality are input to the random forest (RF) classifier to identify and judge the fault types. Experiments were conducted to verify whether this method has higher accuracy and robustness than other methods.

Sensors ◽  
2019 ◽  
Vol 19 (20) ◽  
pp. 4542 ◽  
Author(s):  
Chen ◽  
Zhang ◽  
Zhao ◽  
Luo ◽  
Lin

The health state of rotating machinery directly affects the overall performance of the mechanical system. The monitoring of the operation condition is very important to reduce the downtime and improve the production efficiency. This paper presents a novel rotating machinery fault diagnosis method based on the improved multiscale amplitude-aware permutation entropy (IMAAPE) and the multiclass relevance vector machine (mRVM) to provide the necessary information for maintenance decisions. Once the fault occurs, the vibration amplitude and frequency of rotating machinery obviously changes and therefore, the vibration signal contains a considerable amount of fault information. In order to effectively extract the fault features from the vibration signals, the intrinsic time-scale decomposition (ITD) was used to highlight the fault characteristics of the vibration signal by extracting the optimum proper rotation (PR) component. Subsequently, the IMAAPE was utilized to realize the fault feature extraction from the PR component. In the IMAAPE algorithm, the coarse-graining procedures in the multi-scale analysis were improved and the stability of fault feature extraction was promoted. The coarse-grained time series of vibration signals at different time scales were firstly obtained, and the sensitivity of the amplitude-aware permutation entropy (AAPE) to signal amplitude and frequency was adopted to realize the fault feature extraction of coarse-grained time series. The multi-classifier based on the mRVM was established by the fault feature set to identify the fault type and analyze the fault severity of rotating machinery. In order to demonstrate the effectiveness and feasibility of the proposed method, the experimental datasets of the rolling bearing and gearbox were used to verify the proposed fault diagnosis method respectively. The experimental results show that the proposed method can be applied to the fault type identification and the fault severity analysis of rotating machinery with high accuracy.


Author(s):  
Yu-Xing Li ◽  
Ya-An Li ◽  
Zhe Chen ◽  
Xiao Chen

In order to solve the problem of feature extraction of underwater acoustic signals in complex ocean environment, a new method for feature extraction from ship radiated noise is presented based on empirical mode decomposition theory and permutation entropy. It analyzes the separability for permutation entropies of the intrinsic mode functions of three types of ship radiated noise signals, and discusses the permutation entropy of the intrinsic mode function with the highest energy. In this study, ship radiated noise signals measured from three types of ships are decomposed into a set of intrinsic mode functions with empirical mode decomposition method. Then, the permutation entropies of all intrinsic mode functions are calculated with appropriate parameters. The permutation entropies are obviously different in the intrinsic mode functions with the highest energy, thus, the permutation entropy of the intrinsic mode function with the highest energy is regarded as a new characteristic parameter to extract the feature of ship radiated noise. After that, the characteristic parameters, namely, the energy difference between high and low frequency, permutation entropy, and multi-scale permutation entropy, are compared with the permutation entropy of the intrinsic mode function with the highest energy. It is discovered that the four characteristic parameters are at the same level for similar ships, however, there are differences in the parameters for different types of ships. The results demonstrate that the permutation entropy of the intrinsic mode function with the highest energy is better in separability as the characteristic parameter than the other three parameters by comparing their fluctuation ranges and the average values of the four characteristic parameters. Hence, the feature of ship radiated noise can be extracted efficiently with the method.


2019 ◽  
Vol 26 (3-4) ◽  
pp. 146-160
Author(s):  
Xianzhi Wang ◽  
Shubin Si ◽  
Yongbo Li ◽  
Xiaoqiang Du

Fault feature extraction of rotating machinery is crucial and challenging due to its nonlinear and nonstationary characteristics. In order to resolve this difficulty, a quality nonlinear fault feature extraction method is required. Hierarchical permutation entropy has been proven to be a promising nonlinear feature extraction method for fault diagnosis of rotating machinery. Compared with multiscale permutation entropy, hierarchical permutation entropy considers the fault information hidden in both high frequency and low frequency components. However, hierarchical permutation entropy still has some shortcomings, such as poor statistical stability for short time series and inability of analyzing multichannel signals. To address such disadvantages, this paper proposes a new entropy method, called refined composite multivariate hierarchical permutation entropy. Refined composite multivariate hierarchical permutation entropy can extract rich fault information hidden in multichannel signals synchronously. Based on refined composite multivariate hierarchical permutation entropy and random forest, a novel fault diagnosis framework is proposed in this paper. The effectiveness of the proposed method is validated using experimental and simulated signals. The results demonstrate that the proposed method outperforms multivariate multiscale fuzzy entropy, refined composite multivariate multiscale fuzzy entropy, multivariate multiscale sample entropy, multivariate multiscale permutation entropy, multivariate hierarchical permutation entropy, and composite multivariate hierarchical permutation entropy in recognizing the different faults of rotating machinery.


Entropy ◽  
2019 ◽  
Vol 21 (5) ◽  
pp. 507 ◽  
Author(s):  
Yuxing Li ◽  
Long Wang ◽  
Xueping Li ◽  
Xiaohui Yang

Warships play an important role in the modern sea battlefield. Research on the line spectrum features of warship radio noise signals is helpful to realize the classification and recognition of different types of warships, and provides critical information for sea battlefield. In this paper, we proposed a novel linear spectrum frequency feature extraction technique for warship radio noise based on complete ensemble empirical mode decomposition with adaptive noise (CEEMDAN), duffing chaotic oscillator (DCO), and weighted-permutation entropy (W-PE). The proposed linear spectrum frequency feature extraction technique, named CEEMDAN-DCO-W-PE has the following advantages in comparison with other linear spectrum frequency feature extraction techniques; (i) as an adaptive data-driven algorithm, CEEMDAN has more accurate and more reliable decomposition performance than empirical mode decomposition (EMD) and ensemble EMD (EEMD), and there is no need for presetting parameters, such as decomposition level and basis function; (ii) DCO can detect the linear spectrum of narrow band periodical warship signals by way of utilizing its properties of sensitivity for weak periodical signals and the immunity for noise; and (iii) W-PE is used in underwater acoustic signal feature extraction for the first time, and compared with traditional permutation entropy (PE), W-PE increases amplitude information to some extent. Firstly, warship radio noise signals are decomposed into some intrinsic mode functions (IMFs) from high frequency to low frequency by CEEMDAN. Then, DCO is used to detect linear spectrum of low-frequency IMFs. Finally, we can determine the linear spectrum frequency of low-frequency IMFs using W-PE. The experimental results show that the proposed technique can accurately extract the line spectrum frequency of the simulation signals, and has a higher classification and recognition rate than the traditional techniques for real warship radio noise signals.


2018 ◽  
Vol 8 (9) ◽  
pp. 1441 ◽  
Author(s):  
Liang Fang ◽  
Hongchun Sun

A method is proposed to improve the feature extraction of vibration signals of rotating machinery. Firstly, the single-channel vibration signal is decomposed with ensemble empirical mode decomposition (EEMD). Then, the number of fault signals can be estimated with singular-value decomposition (SVD). Finally, the fault signals can be extracted with kernel-independent component analysis (KICA). The advantage of this method is that it can estimate the number of fault signals of single-channel vibration signals and can extract the fault features clearly. Compared with wavelets, empirical mode decomposition (EMD), variational mode decomposition (VMD) and EEMD, the better performance of this method is proven with three experimental analyses of faulty gear, a faulty rolling bearing and a faulty shaft. The results demonstrate that the proposed method is efficient to extract the fault features of single-channel vibration signals of rotating machinery.


2011 ◽  
Vol 314-316 ◽  
pp. 1126-1130
Author(s):  
Pei Guo Hou ◽  
Qian Zhou ◽  
Zhong Dong Wang

Ensemble Empirical Mode Decomposition (EEMD) can overcome the mode mixing problem in Empirical Mode Decomposition (EMD) effectively. The Hilbert-Huang transform still exists end effect in applications, in order to improve the end effect, this paper put forward a method of fault feature extraction based on improved EEMD and Hilbert transform which combines support vector regression (SVR) machine with mirror extension to continue the signal. The analysis on simulation experiments results show that the method can restrain the end effect effectively, get a more accurate instantaneous frequency and instantaneous amplitude.


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