Estimating root zone soil moisture from surface soil moisture data and soil-vegetation-atmosphere transfer modeling

Abstract. Three different data products from the Soil Moisture Ocean Salinity (SMOS) mission are assimilated separately into the Goddard Earth Observing System Model, version 5 (GEOS-5) to improve estimates of surface and root-zone soil moisture. The first product consists of multi-angle, dual-polarization brightness temperature (Tb) observations at the bottom of the atmosphere extracted from Level 1 data. The second product is a derived SMOS Tb product that mimics the data at a 40° incidence angle from the Soil Moisture Active Passive (SMAP) mission. The third product is the operational SMOS Level 2 surface soil moisture (SM) retrieval product. The assimilation system uses a spatially distributed ensemble Kalman filter (EnKF) with seasonally varying climatological bias mitigation for Tb assimilation, whereas a time-invariant cumulative density function matching is used for SM retrieval assimilation. All assimilation experiments improve the soil moisture estimates compared to model-only simulations in terms of unbiased root-mean-square differences and anomaly correlations during the period from 1 July 2010 to 1 May 2015 and for 187 sites across the US. Especially in areas where the satellite data are most sensitive to surface soil moisture, large skill improvements (e.g., an increase in the anomaly correlation by 0.1) are found in the surface soil moisture. The domain-average surface and root-zone skill metrics are similar among the various assimilation experiments, but large differences in skill are found locally. The observation-minus-forecast residuals and analysis increments reveal large differences in how the observations add value in the Tb and SM retrieval assimilation systems. The distinct patterns of these diagnostics in the two systems reflect observation and model errors patterns that are not well captured in the assigned EnKF error parameters. Consequently, a localized optimization of the EnKF error parameters is needed to further improve Tb or SM retrieval assimilation.

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Retrieving the Root-Zone Soil Moisture from Surface Soil Moisture or Temperature Estimates: A Feasibility Study Based on Field Measurements

Journal of Applied Meteorology ◽

10.1175/1520-0450(1998)037<0371:rtrzsm>2.0.co;2 ◽

1998 ◽

Vol 37 (4) ◽

pp. 371-386 ◽

Cited By ~ 74

Author(s):

J-C. Calvet ◽

J. Noilhan ◽

P. Bessemoulin

Keyword(s):

Soil Moisture ◽

Feasibility Study ◽

Surface Soil ◽

Root Zone ◽

Field Measurements ◽

Surface Soil Moisture

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From near-surface to root-zone soil moisture using an exponential filter: an assessment of the method based on in-situ observations and model simulations

Hydrology and Earth System Sciences ◽

10.5194/hess-12-1323-2008 ◽

2008 ◽

Vol 12 (6) ◽

pp. 1323-1337 ◽

Cited By ~ 261

Author(s):

C. Albergel ◽

C. Rüdiger ◽

T. Pellarin ◽

J.-C. Calvet ◽

N. Fritz ◽

...

Keyword(s):

Soil Moisture ◽

Soil Water ◽

Surface Soil ◽

Root Zone ◽

Synthetic Data ◽

Surface Soil Moisture ◽

Data Set ◽

Water Index ◽

In Situ Observations

Abstract. A long term data acquisition effort of profile soil moisture is under way in southwestern France at 13 automated weather stations. This ground network was developed in order to validate remote sensing and model soil moisture estimates. In this paper, both those in situ observations and a synthetic data set covering continental France are used to test a simple method to retrieve root zone soil moisture from a time series of surface soil moisture information. A recursive exponential filter equation using a time constant, T, is used to compute a soil water index. The Nash and Sutcliff coefficient is used as a criterion to optimise the T parameter for each ground station and for each model pixel of the synthetic data set. In general, the soil water indices derived from the surface soil moisture observations and simulations agree well with the reference root-zone soil moisture. Overall, the results show the potential of the exponential filter equation and of its recursive formulation to derive a soil water index from surface soil moisture estimates. This paper further investigates the correlation of the time scale parameter T with soil properties and climate conditions. While no significant relationship could be determined between T and the main soil properties (clay and sand fractions, bulk density and organic matter content), the modelled spatial variability and the observed inter-annual variability of T suggest that a weak climate effect may exist.

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An Evaluation of the EnKF vs. EnOI and the Assimilation of SMAP, SMOS and ESA CCI Soil Moisture Data over the Contiguous US

Remote Sensing ◽

10.3390/rs11050478 ◽

2019 ◽

Vol 11 (5) ◽

pp. 478 ◽

Cited By ~ 6

Author(s):

Jostein Blyverket ◽

Paul Hamer ◽

Laurent Bertino ◽

Clément Albergel ◽

David Fairbairn ◽

...

Keyword(s):

Soil Moisture ◽

Surface Soil ◽

Open Loop ◽

Surface Zone ◽

Surface Soil Moisture ◽

Atmospheric Forcing ◽

Significance Level ◽

Soil Moisture Data ◽

In Situ Observations

A number of studies have shown that assimilation of satellite derived soil moisture using the ensemble Kalman Filter (EnKF) can improve soil moisture estimates, particularly for the surface zone. However, the EnKF is computationally expensive since an ensemble of model integrations have to be propagated forward in time. Here, assimilating satellite soil moisture data from the Soil Moisture Active Passive (SMAP) mission, we compare the EnKF with the computationally cheaper ensemble Optimal Interpolation (EnOI) method over the contiguous United States (CONUS). The background error–covariance in the EnOI is sampled in two ways: (i) by using the stochastic spread from an ensemble open-loop run, and (ii) sampling from the model spinup climatology. Our results indicate that the EnKF is only marginally superior to one version of the EnOI. Furthermore, the assimilation of SMAP data using the EnKF and EnOI is found to improve the surface zone correlation with in situ observations at a 95 % significance level. The EnKF assimilation of SMAP data is also found to improve root-zone correlation with independent in situ data at the same significance level; however this improvement is dependent on which in situ network we are validating against. We evaluate how the quality of the atmospheric forcing affects the analysis results by prescribing the land surface data assimilation system with either observation corrected or model derived precipitation. Surface zone correlation skill increases for the analysis using both the corrected and model derived precipitation, but only the latter shows an improvement at the 95 % significance level. The study also suggests that assimilation of satellite derived surface soil moisture using the EnOI can correct random errors in the atmospheric forcing and give an analysed surface soil moisture close to that of an open-loop run using observation derived precipitation. Importantly, this shows that estimates of soil moisture could be improved using a combination of assimilating SMAP using the computationally cheap EnOI while using model derived precipitation as forcing. Finally, we assimilate three different Level-2 satellite derived soil moisture products from the European Space Agency Climate Change Initiative (ESA CCI), SMAP and SMOS (Soil Moisture and Ocean Salinity) using the EnOI, and then compare the relative performance of the three resulting analyses against in situ soil moisture observations. In this comparison, we find that all three analyses offer improvements over an open-loop run when comparing to in situ observations. The assimilation of SMAP data is found to perform marginally better than the assimilation of SMOS data, while assimilation of the ESA CCI data shows the smallest improvement of the three analysis products.

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The impact of near-surface soil moisture assimilation at subseasonal, seasonal, and inter-annual timescales

Hydrology and Earth System Sciences ◽

10.5194/hess-19-4831-2015 ◽

2015 ◽

Vol 19 (12) ◽

pp. 4831-4844 ◽

Cited By ~ 19

Author(s):

C. Draper ◽

R. Reichle

Keyword(s):

Soil Moisture ◽

Data Assimilation ◽

Surface Soil ◽

Root Zone ◽

Surface Model ◽

Surface Soil Moisture ◽

Near Surface ◽

In Situ Observations ◽

The Impact

Abstract. A 9 year record of Advanced Microwave Scanning Radiometer – Earth Observing System (AMSR-E) soil moisture retrievals are assimilated into the Catchment land surface model at four locations in the US. The assimilation is evaluated using the unbiased mean square error (ubMSE) relative to watershed-scale in situ observations, with the ubMSE separated into contributions from the subseasonal (SMshort), mean seasonal (SMseas), and inter-annual (SMlong) soil moisture dynamics. For near-surface soil moisture, the average ubMSE for Catchment without assimilation was (1.8 × 10−3 m3 m−3)2, of which 19 % was in SMlong, 26 % in SMseas, and 55 % in SMshort. The AMSR-E assimilation significantly reduced the total ubMSE at every site, with an average reduction of 33 %. Of this ubMSE reduction, 37 % occurred in SMlong, 24 % in SMseas, and 38 % in SMshort. For root-zone soil moisture, in situ observations were available at one site only, and the near-surface and root-zone results were very similar at this site. These results suggest that, in addition to the well-reported improvements in SMshort, assimilating a sufficiently long soil moisture data record can also improve the model representation of important long-term events, such as droughts. The improved agreement between the modeled and in situ SMseas is harder to interpret, given that mean seasonal cycle errors are systematic, and systematic errors are not typically targeted by (bias-blind) data assimilation. Finally, the use of 1-year subsets of the AMSR-E and Catchment soil moisture for estimating the observation-bias correction (rescaling) parameters is investigated. It is concluded that when only 1 year of data are available, the associated uncertainty in the rescaling parameters should not greatly reduce the average benefit gained from data assimilation, although locally and in extreme years there is a risk of increased errors.

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